AIFMD II goes live April 16

Your compliance
team just got
an upgrade.

AI agents that handle Annex IV filings end-to-end — from data gathering to NCA submission — BaFin, CSSF, and beyond. You stay in control. They do the heavy lifting.

Book a demo → Try the live demo →
3 min per filing
295 ESMA fields mapped
ESMA Rev 6 compliant
Caelith BaFin Filing Agent Active
📋 Annex IV filing due in 41 days — Rhein Immobilien Spezial-AIF (DE000A3H2XK2).

I've pre-filled 176 of 180 mapped fields from your fund data. 4 gaps remain — mostly leverage and liquidity.

Want me to walk you through what's missing?
Yes, show me the gaps.
4 missing fields:
  • ⚠ Leverage (commitment method) — BaFin rejected 12% of filings last quarter for this
  • 2. Investor liquidity profile (redemption frequency + notice period)
  • 3. Counterparty exposure breakdown (top 5)
  • 4. Stress test results (liquidity scenario)
I found leverage data in your Q3 report: 1.38x. Still accurate?
1.4x now. Quarterly redemption, 90-day notice. Top counterparty is Deutsche Bank at 23%. Use last quarter’s stress test — methodology unchanged.
All 180+ fields complete. Running validation...
✓XSD valid (ESMA Rev 6 v1.2) — 0 errors
✓LEI verified via GLEIF: 529900ABCDEF123456
⚠Counterparty concentration at 23% exceeds 20% AIFMD threshold — BaFin will flag this.
Want me to add a justification note?
Good catch. Add: “Temporary concentration due to Q4 refinancing. Expected to normalize by Q2 2026.”
✓ Submitted to BaFin MVP Portal
ReferenceBAFIN-2026-Q1-00847293
SHA-256a3f7c9e2...e91b04
Audit trail saved. Confirmation sent to your inbox.
Filing completed in 3 minutes 12 seconds.
BaFin CSSF FMA AMF AFM
SCROLL
180+
Annex IV Fields
27
NCAs Supported
<3 min
Per Filing
XSD
Schema Validated
EU
Hosted (Amsterdam)
Capabilities

Built for compliance. Engineered for speed.

Everything you need for AIFMD II — from investor onboarding to BaFin portal submission.

Are you ready for AIFMD II? Free assessment. 3 minutes. Instant results.

AIFMD II in force since 16 April 2026 — assess gaps now →
Take the Readiness Check →
01

Rules Engine

13 pre-built rules across AIFMD II, KAGB, ELTIF 2.0, RAIF & SIF. Real-time investor classification.

13 rules · 6 frameworks · real-time
02

Audit Trail

Every compliance decision SHA-256 hashed and chained. Tamper-evident, verifiable, regulator-ready.

SHA-256 · hash-chained · append-only
03

Annex IV Reporting

XSD-validated XML output against ESMA Rev 6 schema. Agent-driven generation and NCA submission.

AIFMD_DATAIF_V1.2.xsd · 180+ fields · share classes
04

Sanctions Screening

Real-time screening against 6,863 EU & UN sanctions entities with fuzzy matching.

6,863 entities · fuzzy match · EU + UN
05

LEI Verification

Instant Legal Entity Identifier validation via GLEIF. Auto-verify investor identity.

GLEIF API · real-time validation
06

EMT / EET / EPT

Auto-generate European MiFID, ESG, and Cost templates from fund data. 180+ fields auto-filled.

180+ fields · MiFID II · ESG reporting
The Platform

See it in action. No signup required.

Dashboard for compliance teams. AI copilot for instant regulatory answers.

DashboardFundsInvestorsComplianceAnnex IV
4
Active Funds
127
Investors
13/13
Rules Passing

Latest Compliance Decisions

INV-4891 — Professional Status✓ PASS
INV-4891 — KAGB §1(19)✓ PASS
INV-4891 — Sanctions (6,863)✓ PASS
INV-4892 — ELTIF 2.0 Suitability✗ FAIL
Explore the Demo →
Compliance Copilot
Does a semi-professional investor with €150K qualify under KAGB §1(19)?
Yes, with conditions. Under KAGB §1 Abs. 19 Nr. 33, a semi-professional investor must commit at least €200,000 — so €150K alone does not meet the minimum.
What about ELTIF 2.0?
Under ELTIF 2.0 (EU 2023/606), the previous €10,000 minimum was removed. Retail investors can now participate with no minimum, provided a suitability assessment is completed.
Try the Copilot →
Why Caelith

€180K manual. Or €12K–24K automated.

Up to 93% cheaper than manual compliance consulting.

MetricManual ProcessWith Caelith
Time to audit2–4 weeks< 4 minutes
Error rateHuman-dependentDeterministic — audit-reproducible
Framework coverage1–2 frameworks6 frameworks, 13 rules
Audit evidenceScreenshots & emailsTamper-evident SHA-256 chain
Template generationManual, error-prone180+ fields auto-filled
Annual cost~€180,000From €17,880/year
For Developers

API-first.
By design.

Full REST API with OpenAPI docs. Integrate compliance into your stack.

  • Versioned routes (/api/v1/*)
  • API key authentication
  • OpenAPI/Swagger docs at /api/docs
  • Annex IV generation via API
  • open-annex-iv on npm (Apache 2.0)
View API Docs → GitHub →
npm i open-annex-iv
open-annex-iv — Annex IV parsing & validation. Apache 2.0.
api-example.shbash
# Evaluate compliance for an investor curl -X POST https://caelith.tech/api/v1/compliance/evaluate \ -H "Authorization: Bearer $API_KEY" \ -H "Content-Type: application/json" \ -d '{ "fundId": "fund_01H8X...", "investorId": "inv_4891", "frameworks": ["AIFMD_II", "KAGB"] }' # Response { "status": "COMPLIANT", "rules_passed": 13, "rules_total": 13, "audit_hash": "a3f7c912...8b2de447", "sanctions_clear": true, "lei_verified": true }
Pricing

Simple pricing. No surprises.

Up to 93% cheaper than manual compliance consulting. Start in minutes.

Boutique
€1,490/mo
For emerging managers with up to 3 funds.
  • Up to 5 funds, 200 investors
  • Core rules engine
  • Full audit trail
  • EMT/EET/EPT templates
  • Email support
Book a demo → Book a demo
MOST POPULAR
Professional
€2,990/mo
For established managers with multiple funds.
  • Up to 20 funds, unlimited investors
  • Full rules + scenario modeling
  • Annex IV + XSD validation
  • Sanctions + LEI
  • Compliance Copilot AI
  • API access
  • Priority support
Book a demo → Book a demo
Enterprise
From €4,990/mo
For large AIFMs and service providers.
  • 20+ funds, unlimited investors
  • Custom rule development
  • SSO, VPC peering on roadmap
  • Full API + webhooks
  • Dedicated account manager
Contact sales → Book a demo
Get in touch

Let's talk.

Send a line and we'll reply within two business days. A 30-minute screen share, tailored to your entity and filing stack.

Prefer a call? Book a 30-min demo

EU-hosted (Railway Amsterdam). We do not share your enquiry with third parties. Full privacy policy.

Standards & Recognition
ESMA XSD Compliant Open Source Core (Apache 2.0) DE Made in Berlin EU EU-Hosted (Amsterdam) · AI via Anthropic (US) under DPF/SCCs DORA-Aligned ICT Governance

Technical guides & regulatory insights.

TECHNICAL GUIDE

AIFMD Annex IV XML: Complete Technical Guide

Schema structure, field mapping, validation rules, and common errors for ESMA Annex IV reporting.
COMPLIANCE GUIDE

EU Sanctions Screening for Fund Managers

How to implement real-time sanctions screening against 6,863 EU & UN consolidated list entities.
REGULATORY UPDATE

AIFMD II: What Changes for Fund Managers in 2026

Key changes in delegation oversight, liquidity management tools, loan origination, and expanded Annex IV reporting scope.
IN FORCE
since 16 April 2026
AIFMD II now enforced

AIFMD II is live.
Non-compliance is a fine.

Try the full platform today — no signup, no credit card, no gatekeeping.

Try the Live Demo → API Documentation →
Or email julian.laycock@caelith.tech

Common questions.

AIFMD II, KAGB (including §1(19)), ELTIF 2.0, RAIF Law, SIF Law, and MiFID II provisions. 13 rules across 6 frameworks. Annex IV XML validated against ESMA XSD Rev 6 v1.2.
Yes. The full demo is available at caelith.tech/agent-demo — no account, no credit card, no forms. Explore the dashboard, run compliance checks, and generate reports immediately.
Yes. Full REST API with OpenAPI/Swagger documentation at /api/docs. Versioned routes (/api/v1/*), API key authentication. Available on Professional and Enterprise plans. The core Annex IV library (open-annex-iv) is open source on npm.
European MiFID Template (EMT), ESG Template (EET), and Cost Template (EPT) are standardized regulatory data exchange formats. Caelith auto-generates these from your fund data with 180+ fields pre-filled.
Every decision is stored as a block with SHA-256 hash linked to the previous block. Any modification is immediately detectable · tamper-evident by design.
AIFMD II has been in force since 16 April 2026. Fund managers are now required to comply. AIFMD II expands Annex IV reporting to include delegation oversight, liquidity management tools, and ESG/SFDR disclosures.
EU-hosted infrastructure (Amsterdam), end-to-end encryption, GDPR compliant. Fund and investor data stays in the EU; LLM processing may route to Anthropic (US) under GDPR Chapter V safeguards (EU-US DPF / SCCs) as documented in the DPA.